GC084 Shortness Of Breath On Exertion
Dyspnea triggered by physical activity, indicating that the cardiovascular or respiratory system cannot adequately meet the increased oxygen demands of exertion.
Shortness of Breath on Exertion: Heart Failure
This lecture by Professor Kai-Hang Yiu (Cardiology Division, HKU) is the cornerstone GC session on Heart Failure (HF) presented through the lens of the most common cardiac symptom it produces: shortness of breath on exertion (SOBOE). The lecture systematically answers six questions [1]:
- What is Heart Failure?
- How to approach SOB on exertion?
- How to diagnose HF?
- How to stage HF?
- What are the causes of HF?
- How to treat HF?
Big idea: SOB on exertion is a very sensitive but non-specific symptom. When the cause is cardiac, the dominant pathology is heart failure — a clinical syndrome (not a single disease) where the heart cannot pump blood at a rate commensurate with metabolic demands. The lecture walks you from first principles of physiology (Frank-Starling law, double circulation, Starling forces) through diagnosis (Framingham/Boston criteria, BNP, echo), staging (NYHA/ACCF-AHA), aetiology (HF is the final common pathway of all cardiac diseases), and finally comprehensive management of both acute and chronic HF with evidence-based drug and device therapy.
Core Concept 1: What is Heart Failure?
Heart failure is a clinical state in which the heart is unable to pump blood at a rate commensurate with the requirements of the metabolizing tissues despite adequate filling pressure (forward failure/hypoperfusion), and/or can do so only from an elevated filling pressure (backward failure/congestion). [1]
Why Two Parts to the Definition?
The definition captures two distinct haemodynamic problems. Forward failure means cardiac output is inadequate — tissues are under-perfused (shock, oliguria, confusion). Backward failure means filling pressures are elevated — causing congestion (pulmonary oedema from left heart, peripheral oedema from right heart). Congestion is common and often produces the presenting symptom, but forward and backward failure frequently coexist. Treatment therefore follows the patient's actual haemodynamic problem: decongest fluid overload, relieve excessive afterload when blood pressure permits, and reserve inotropes or mechanical support for shock/hypoperfusion.
- Normal cardiac output ≈ 70 mL/kg/min. For a 70 kg person: CO ≈ 4.9 L/min (~5 L/min). [1]
- The heart's job is to match output to metabolic demand. At rest this is ~5 L/min; during exercise it must increase proportionally.
Left heart backward failure (more common) → Pulmonary congestion Right heart backward failure (more common) → Peripheral congestion Left or right heart forward failure (less common) → Syncope, cardiogenic shock [1]
The mammalian double circulation means the left and right hearts fail in different directions with different clinical consequences:
| Direction | Left Heart | Right Heart |
|---|---|---|
| Backward (congestion) | Blood backs into pulmonary veins → pulmonary oedema → SOB, orthopnoea, PND, pink frothy sputum, basal crepitations | Blood backs into systemic veins → ↑JVP, hepatomegaly, ascites, ankle oedema, pleural effusion |
| Forward (low output) | Reduced systemic perfusion → hypotension, syncope, cardiogenic shock, cold extremities, oliguria, confusion | Reduced pulmonary perfusion → syncope, shock |
The lecture's litre-labelled circulation sketches are conceptual balance sheets. In the normal sketch, venous return and cardiac output are matched at about 5 L/min. In “backward failure,” extra volume accumulates upstream (illustrated as 8 L entering a circuit that still ejects only 5 L), so venous/filling pressure rises. In “forward failure,” output itself falls (illustrated as 8 L upstream but only 3 L ejected), producing both congestion and hypoperfusion. The numbers illustrate mismatch and accumulation, not values to measure at the bedside.
Exam Trap
Students often list "ankle oedema" as a sign of left heart failure. Ankle oedema is a sign of right heart failure (or biventricular failure). Pulmonary congestion (crepitations, SOB, orthopnoea) is left heart failure. If the exam gives you bilateral ankle oedema + elevated JVP + hepatomegaly without lung crepitations, think isolated right heart failure (e.g. cor pulmonale, pulmonary hypertension).
Core Concept 2: Why Does HF Cause SOB?
Shortness of breath is a very sensitive symptom indicating interruption of: bringing O₂ into the body, removing CO₂, delivering O₂ to tissues, maintaining bodily pH, or psychological factors. SOB is NOT specific for any individual disease process. [1]
Prior to the optimal point: ↑Venous Return → ↑Stroke Volume/Cardiac Output. After the optimal point: ↑Venous Return → ↓Stroke Volume/Cardiac Output → ↑LVEDV → ↑LVEDP → ↑LA Pressure → ↑Pulmonary Venous Pressure. [1]
Why this matters: The Frank-Starling curve is the single most important physiological concept in HF. A normal heart operates on the ascending limb — more stretch = more output. A failing heart has a flattened curve and is pushed past its optimal point. Any additional preload (e.g. lying flat, fluid overload, high-salt diet) no longer increases output; instead, it increases end-diastolic pressure, which transmits backward to the lungs, causing pulmonary congestion and SOB.
The management curve later in the deck reverses that logic: reducing excessive preload can move an overfilled failing ventricle leftward, relieving congestion without sacrificing output, while afterload reduction can improve forward ejection when blood pressure permits. Moving too far left causes underfilling and worsened perfusion — the visual reason to reassess volume and renal function during decongestion.
While lying down, loss of gravitational venous blood pooling results in 300-600 mL increase in venous return to the heart, leading to SOB. While sitting up, partial restoration of gravitational venous blood pooling reduces venous return, resolving orthopnoea. [1]
- Orthopnoea: Immediate redistribution of intravascular blood from lower limbs to thorax when supine → overwhelms the failing LV → pulmonary congestion. Relieved within minutes by sitting up.
- PND (Paroxysmal Nocturnal Dyspnoea): Delayed fluid shift from interstitium into circulation over 1-2 hours of lying down → gradual ↑VR → patient wakes gasping. Takes longer to resolve than orthopnoea because the fluid source is interstitial, not intravascular [2].
Normal pulmonary capillary hydrostatic pressure ≈ 7 mmHg. Normal plasma oncotic pressure ≈ 28 mmHg. In left heart failure: ↑LVEDP → hydrostatic pressure rises to ~25-30 mmHg → fluid is forced into the interstitium and alveoli. [1]
This is a direct application of Starling's equation at the pulmonary capillary. Normally, oncotic pressure (28 mmHg) far exceeds hydrostatic pressure (7 mmHg), keeping alveoli dry. When LV failure raises hydrostatic pressure above oncotic pressure, fluid leaks out → interstitial oedema (Kerley B lines on CXR) → alveolar oedema (batwing opacities, pink frothy sputum).
Core Concept 3: Clinical Manifestations of HF
| Symptoms | Signs |
|---|---|
| Dizziness/pre-syncope | Cyanosis |
| Disturbance of consciousness | Hypotension |
| Restlessness | Cold sweat, cold extremities |
| Memory disorder | Oliguria, agitation, confusion |
| Left Heart Failure | Right Heart Failure | |
|---|---|---|
| Symptoms | SOB on exertion, nocturnal cough, pinky foamy sputum, orthopnoea, PND, palpitation | Ankle swelling, abdominal distension, RUQ abdominal pain, anorexia |
| Signs | Tachycardia, lung crepitations, S3 and/or S4, cardiomegaly | Bilateral pitting ankle oedema, hepatomegaly, pleural effusion, elevated JVP, hepatojugular reflux |
High Yield: Predictive Value of HF Symptoms and Signs
No single symptom or sign is both sensitive AND specific for HF. S3 gallop has the highest PPV (61%) but low sensitivity (31%). SOB on exertion is the most sensitive (66%) but least specific (52%). CXR cardiomegaly has moderate sensitivity (62%) and specificity (67%). This is why HF is a CLINICAL diagnosis requiring a combination of features. [1]
| Feature | Sensitivity (%) | Specificity (%) | PPV (%) |
|---|---|---|---|
| SOB on exertion | 66 | 52 | 23 |
| Orthopnoea | 21 | 81 | 2 |
| PND | 33 | 76 | 26 |
| Edema | 23 | 80 | 22 |
| Tachycardia > 100 | 7 | 99 | 6 |
| Basal crackles | 13 | 91 | 27 |
| Ankle edema | 10 | 93 | 3 |
| Gallop (S3) | 31 | 95 | 61 |
| Neck vein distension | 10 | 97 | 2 |
| CXR: cardiomegaly | 62 | 67 | 32 |
Core Concept 4: How to Diagnose HF
Lecture framing: “HF is a clinical diagnosis.” [1]
In current practice, symptoms and signs establish the syndrome, but objective testing is needed to identify cardiac dysfunction and phenotype it. This is especially important when LVEF is above 40%, where objective evidence of increased filling pressures is part of the current definition [14].
The lecture references the Framingham Criteria for diagnosing HF. Diagnosis requires 2 major criteria OR 1 major + 2 minor criteria:
| Major Criteria | Minor Criteria |
|---|---|
| PND | Bilateral ankle oedema |
| Neck vein distension | Night cough |
| Rales | Dyspnoea on exertion |
| Cardiomegaly on CXR | Hepatomegaly |
| Acute pulmonary oedema | Pleural effusion |
| S3 gallop | Tachycardia ≥ 120 bpm |
| ↑JVP > 16 cm H₂O | Weight loss ≥ 4.5 kg in 5 days with treatment |
| Hepatojugular reflux |
Additional Framingham details: A fall in vital capacity by one-third from the maximum recorded value is a minor criterion. Increased circulation time (≥25 seconds) is a major criterion. Weight loss of ≥4.5 kg in 5 days is major when attributable to HF treatment; otherwise it is minor. [1]
The Boston Criteria use a scoring system across History, Physical Examination, and CXR criteria. Definite HF: score > 7. Possible HF: 5-7. Unlikely HF: < 5. [1]
Key scoring items from the lecture:
| History | Score | PE | Score | CXR | Score |
|---|---|---|---|---|---|
| Dyspnoea at rest | 4 | Tachycardia 91-110 / > 110 | 1 / 2 | Pulmonary oedema | 4 |
| Orthopnoea | 4 | JVP > 6 cm ± hepatomegaly/oedema | 2 / 3 | Interstitial pulmonary oedema | 3 |
| PND | 3 | Lung crackles basal / > basal | 1 / 2 | Bilateral pleural effusions | 3 |
| Dyspnoea walking level | 2 | Wheezing | 3 | CTR ≥ 0.5 | 3 |
| Dyspnoea climbing | 1 | S3 | 3 | Upper lobe diversion | 2 |
This is extremely high-yield for exams. [1]
| CXR Finding | Left Atrial Pressure |
|---|---|
| Normal | 5-10 mmHg |
| Upper lobe diversion (Cephalization) | 10-15 mmHg |
| Kerley B lines | 15-20 mmHg |
| Pulmonary alveolar oedema (Batwing) | > 25 mmHg |
CXR Findings — Why They Occur
- Upper lobe diversion (cephalization): When hydrostatic pressure exceeds 10 mmHg, fluid leaks into the interstitium and compresses lower lobe vessels (gravity-dependent). Hypoxia also causes vasoconstriction in lower lobe vessels. Blood is redirected to upper lobe vessels, making them appear more prominent than lower lobe vessels (normally lower > upper).
- Kerley B lines (septal lines): Short, white lines perpendicular to the pleural surface at the lung base. They represent thickened interlobular septa due to interstitial oedema. Develop at LA pressure > 15-20 mmHg.
- Batwing/butterfly pattern: Bilateral perihilar alveolar oedema. Occurs when hydrostatic pressure exceeds oncotic pressure (> 25 mmHg), flooding alveoli with fluid.
The images on the lecture slides show the progression rather than four unrelated signs: cephalisation → interstitial oedema (Kerley B lines) → perihilar alveolar oedema as filling pressure rises. Kerley B lines are short, horizontal, peripheral basal lines; the bat-wing pattern is central and bilateral. These are teaching correlations, not precise pressure gauges in an individual patient. A normal film does not exclude HF, and portable AP or supine technique can obscure cardiomegaly and vascular redistribution.
The lecture photograph shows the upper level of internal jugular venous pulsation being read vertically above the sternal angle. Start around 30–45° but change the torso angle until the meniscus is visible; 45° is not itself the measurement. Measure the vertical height above the sternal angle (commonly normal up to about 3–4 cm), then add approximately 5 cm to estimate right-atrial pressure. Look for the biphasic, non-palpable waveform and confirm uncertainty with hepatojugular reflux rather than mistaking the carotid pulse for the JVP.
Killip Classification stratifies severity of LV dysfunction and determines clinical status of post-MI patients. [1]
| Class | Description |
|---|---|
| I | No rales, no S3 |
| II | Rales < 50% lung fields or presence of S3 |
| III | Rales > 50% lung fields: pulmonary oedema |
| IV | Cardiogenic shock |
Killip vs NYHA
Killip is specifically for acute post-MI settings. NYHA is for chronic HF functional status. Don't mix them up in exams. If the stem says "post-MI patient," use Killip. If it says "chronic HF patient with exercise limitation," use NYHA.
B-type natriuretic peptide (BNP) and NT-proBNP are released from the proBNP precursor in response to myocardial wall stress. BNP is the biologically active peptide that signals through NPR-A/cGMP to promote vasodilation and natriuresis; NT-proBNP is an inactive companion fragment used as a biomarker. Neprilysin degrades biologically active natriuretic peptides. [1]
Why BNP matters:
- Elevated BNP/NT-proBNP supports a diagnosis of HF, especially when clinical picture is uncertain
- Useful as a rule-out test — a normal BNP makes HF very unlikely (high negative predictive value)
- Should NOT be interpreted in isolation — must be considered alongside all clinical data
Causes for elevated BNP include both cardiac (HF, ACS, valvular disease, AF, myocarditis, LVH) and non-cardiac causes (advancing age, renal failure, anemia, severe pneumonia, pulmonary hypertension, critical illness, sepsis, severe burns). [1]
Exam Trap: Elevated BNP ≠ Heart Failure
Renal dysfunction is a common important cause of elevated BNP/NT-proBNP, so always interpret the result with creatinine/eGFR. Obesity can LOWER natriuretic-peptide levels, so a value may be deceptively low despite HF.
The slide’s diagnostic pathway can be summarised as follows [1]:
- Assess symptoms, past illness and baseline characteristics, family history, physical signs, ECG, and CXR.
- If one or more findings support possible HF, measure natriuretic peptides. The lecture-era pathway used NT-proBNP ≥400 pg/mL or BNP ≥100 pg/mL to support proceeding to echocardiography.
- Perform echocardiography, including stress echocardiography when appropriate. If the pathway does not support HF, HF is unlikely.
- If HF remains uncertain or ischaemic heart disease is still suspected, consider CT, MRI, nuclear cardiology/stress testing, or cardiac catheterisation.
- Abnormal findings confirm HF and should lead to treatment according to the aetiology and stage; otherwise, prevent HF or arrange follow-up.
Current-practice caution: natriuretic-peptide cut-offs
BNP/NT-proBNP support diagnosis or exclusion but are not stand-alone confirmation. Thresholds vary by acute versus non-acute presentation, age, rhythm, renal function, obesity, and local referral pathway; do not transplant the lecture's single cut-off into every setting. Current HF definitions also require objective evidence of increased filling pressure when LVEF is above 40% [14].
Echocardiography is the key investigation for suspected HF. It can identify: pericardial disease (constrictive pericarditis, pericardial effusion), valvular heart diseases (MS/MR, AS/AR), congenital heart diseases (ASD/VSD/PDA), and myocardial disorders (HOCM, HFpEF, HFrEF). [1]
Echocardiography tells you:
- Ejection fraction — distinguishes HFrEF from HFpEF
- Structural cause — valve disease, wall motion abnormalities (ischaemic), hypertrophy, chamber dilatation
- Diastolic function/filling pressure — transmitral inflow, tissue Doppler (including E/e′), LA size, TR velocity and the wider clinical context. No single E/A or E/e′ value diagnoses HFpEF by itself.
The lecture presents a complete differential framework for SOB on exertion, divided into: Heart Failure, Respiratory Causes, Systemic Causes (anemia, hyperthyroidism, CKD, acidosis, deconditioning), and Psychological Causes. [1]
| Category | Examples | Key Discriminators |
|---|---|---|
| Cardiac | HF (HFrEF, HFpEF), IHD, valvular disease, arrhythmia, pericardial disease | Orthopnoea, PND, S3, elevated JVP, peripheral oedema, cardiomegaly |
| Respiratory | COPD, asthma, ILD, pleural effusion, PE, lung cancer, pneumonia | Wheezing, barrel chest, clubbing (ILD/CA lung), pleuritic pain, cough/sputum |
| Systemic | Anaemia, hyperthyroidism, CKD, metabolic acidosis, deconditioning | Pallor, weight loss, tremor, renal failure, sedentary lifestyle |
| Psychological | Hyperventilation, panic disorder | Perioral/peripheral tingling, no objective desaturation, normal examination |
Differentiating cardiac from respiratory dyspnoea [2]:
| Feature | Cardiac | Respiratory |
|---|---|---|
| PND | Characteristic | Absent |
| Orthopnoea | Characteristic | Possible in COPD (diaphragm splinting) |
| Oedema | Often present | Only if cor pulmonale |
| Associated symptoms | Angina, palpitation | Cough, sputum, wheezing |
| Signs | ↑JVP, S3, basal crepitations, cardiomegaly | Barrel chest, wheezing, hyperinflation |
Core Concept 6: Staging of Heart Failure
NYHA classes define the functional limitation of the patient. [1]
| NYHA Class | Description |
|---|---|
| I | No limitation of physical activity. Ordinary activity does not cause symptoms. |
| II | Slight limitation. Comfortable at rest, but ordinary activity causes symptoms. |
| III | Marked limitation. Comfortable at rest, but less than ordinary activity causes symptoms. |
| IV | Unable to carry on any physical activity without symptoms, or symptoms at rest. |
ACCF/AHA stages capture the progression of HF, including at-risk patients. [1]
| Stage | Description | NYHA Equivalent |
|---|---|---|
| A | At high risk but no structural heart disease or symptoms (e.g. HT, DM, CAD, family history of CMP) | None |
| B (pre-HF) | No symptoms/signs of HF, but structural heart disease, raised filling pressures, or qualifying biomarker evidence (e.g. previous MI, reduced LV function, LVH, asymptomatic valve disease) | None |
| C | Structural heart disease with prior or current symptoms | I-IV |
| D | Refractory HF requiring specialized interventions | IV |
Key Difference: NYHA vs ACCF/AHA
NYHA is bidirectional — a patient can improve from Class III to Class II with treatment. ACCF/AHA stages are unidirectional — once a patient reaches Stage C, they cannot go back to Stage B even if symptoms resolve with treatment. Stage A and B are about prevention; Stage C and D are about treatment. Exams love testing whether a previously symptomatic patient who is now asymptomatic on therapy is Stage C (not Stage B).
The lecture's trajectory graph links the stages to changing goals of care:
- Stage A: risk factors but no structural disease — prevent structural heart disease.
- Stage B (pre-HF): structural/functional or biomarker abnormality without HF symptoms — prevent symptomatic HF.
- Stage C: symptoms appear. Function often follows a saw-tooth course: an acute admission causes a steep fall, treatment produces only partial recovery, and repeated episodes lower the baseline.
- Stage D: marked symptoms, recurrent admissions and progressive loss of function despite guideline-directed therapy — evaluate advanced-HF therapies while integrating symptom control and palliative care.
The palliative-care segment should not be read as “care only when treatment stops.” Supportive and advance-care planning can run alongside disease-modifying and device therapy throughout advanced HF [14].
Core Concept 7: Causes of Heart Failure
HF is the final common path of ALL cardiac diseases. [1]
| Category | Examples |
|---|---|
| Systemic pressure overload | Hypertension |
| Pulmonary pressure overload | Pulmonary hypertension |
| Myocardial disease | Loss of contractile force (systolic), impaired relaxation (diastolic) |
| Valvular disease | Pressure/volume overload from stenosis/regurgitation |
| Heart rhythm disorders | Bradycardia, tachycardia, loss of AV synchrony, loss of VV synchrony |
| Congenital anomalies | Volume/pressure overload |
| Pericardial disease | Constrictive filling |
This is the most comprehensive list from the lecture and is high-yield. [1]
| Cause | Examples |
|---|---|
| IHD | Stunning, hibernation, microcirculatory disorder |
| Cardiomyopathy | HCM, DCM, RCM, ARVC, non-compaction, Takotsubo, muscular dystrophy, laminopathy |
| Cardiotoxic substances | Alcohol, cocaine, amphetamines, anabolic steroids, heavy metals (Cu, Fe, Pb, Co, Hg), drugs (anthracyclines, immunosuppressants, antidepressants, antiarrhythmics, NSAIDs, anaesthetic agents), radiation |
| Infectious | Myocarditis (viral, bacterial, Rickettsial, Chagas disease) |
| Immune disorder | RA, SLE, polymyositis, mixed connective tissue disease |
| Infiltrative | Sarcoidosis, amyloidosis, haemochromatosis, invasive malignant tumours |
| Metabolic/enzyme | DM, Fabry disease, Pompe disease, Hurler/Hunter syndrome |
| Endocrine | Hyperthyroidism, Cushing disease, phaeochromocytoma, adrenal insufficiency, abnormal GH secretion |
When evaluating a patient with HF, always ask about: established CVD (CAD, PVD, stroke), CV risk factors (HT, smoking, DM, obesity, dyslipidaemia), exposure to cardiotoxic agents (chemotherapy/RT, alcohol, substance abuse), valvular diseases (rheumatic fever, CTD), systemic disorders (thyroid, myopathy, STD, phaeochromocytoma), and family history (CMP, sudden death, myopathy, arrhythmias, premature CVD). [1]
This classification is fundamental and heavily tested. [1]
| HFrEF (≤ 40%) | HFpEF (≥ 50%) | HFmrEF (41-49%) | |
|---|---|---|---|
| Older shorthand | “Systolic HF” | “Diastolic HF” | “Borderline” |
| Age | All ages, typically 50-70 | Frequently elderly | Similar to HFpEF |
| Sex | More often male | Frequently female | — |
| LV size | Usually dilated | Usually normal, often with LVH | — |
| LVH on ECG | Sometimes | Usually | — |
| CXR tendency | Congestion; cardiomegaly is common | Congestion may occur without cardiomegaly | Variable |
| Gallop | S3 | S4 | — |
| Key comorbidities | Old MI +++ | HT +++, DM +++, Obesity +++ | — |
| Evidence for treatment | Strong (multiple landmark RCTs) | Expanded recently, especially SGLT2i | — |
Current EF definitions
The labels “systolic” and “diastolic” are useful physiological shorthand but are not mutually exclusive: patients with HFrEF can have impaired relaxation and those with HFpEF can have subtle systolic dysfunction. Current definitions are HFrEF ≤40%, HFmrEF 41–49% plus evidence of raised filling pressures, and HFpEF ≥50% plus evidence of raised filling pressures. HFimpEF means previous LVEF ≤40% followed by LVEF > 40%; it is not “cured HF,” and HFrEF therapy should continue to reduce relapse [14].
High Yield: S3 vs S4
- S3 = rapid ventricular filling into a dilated, volume-overloaded ventricle → HFrEF
- S4 = atrial contraction against a stiff, non-compliant ventricle → HFpEF (or LVH, HCM)
- S3 has the highest PPV (61%) of any single clinical sign for HF [1]
Basic tests for initial evaluation: Urine (protein, blood, glucose, microscopy), CBC, serum K/Ca/PO₄/Cr/urea/fasting glucose, ECG (LVH, arrhythmia), TSH, CXR, BNP or NT-proBNP. [1]
| Investigation | Why |
|---|---|
| CBC | Anaemia as a precipitant or cause of high-output HF |
| Renal function | CKD as comorbidity; baseline before ACEi/ARB/diuretics |
| Electrolytes | K⁺ monitoring (ACEi/MRA cause hyperkalaemia; diuretics cause hypokalaemia) |
| Fasting glucose | DM is a major RF and comorbidity |
| TSH | Thyroid disease is a reversible cause of HF |
| ECG | LVH, arrhythmia (AF), ischaemia, conduction disease, Q waves (old MI) |
| CXR | Cardiomegaly, pulmonary congestion, pleural effusion |
| BNP/NT-proBNP | Supports diagnosis; high NPV for ruling out HF |
| Echocardiography | Cornerstone test for EF, structure, valves, filling pressure and diastolic function |
Core Concept 10: Management of Acute Heart Failure
1. Is this acute HF? 2. How severe? 3. Any precipitating cause(s)? 4. Hemodynamic subtype? 5. What are the treatment options? [1]
The lecture references the ESC/ACC mnemonic. Common precipitants include [1]:
- Cardiac: ACS, arrhythmia (especially new AF), valvular emergency, hypertensive crisis
- Systemic: Anaemia, endocrine (thyroid, phaeochromocytoma), adverse drug effects, infection/sepsis, non-compliance with medications or diet (high salt/fluid intake)
- Pulmonary: PE, pneumonia
In suspected acute HF, first assess for cardiogenic shock and respiratory failure:
- Cardiogenic shock → pharmacological or mechanical circulatory support, with immediate stabilisation and ICU/CCU transfer.
- Respiratory failure → oxygen for hypoxaemia, non-invasive positive-pressure ventilation (CPAP/BiPAP) for appropriate patients with respiratory distress, or invasive ventilation when non-invasive support fails or is contraindicated.
- Identify immediately treatable acute aetiologies using CHAMP:
- C — Acute coronary syndrome
- H — Hypertensive emergency
- A — Arrhythmia
- M — Acute mechanical cause
- P — Pulmonary embolism
- If no CHAMP cause is identified, proceed with diagnostic work-up and clinical assessment to select definitive management. [1]
Warm & Dry | Warm & Wet | Cold & Dry | Cold & Wet [1]
| Adequate Perfusion (Warm) | Inadequate Perfusion (Cold) | |
|---|---|---|
| No Congestion (Dry) | Warm & Dry = Compensated; optimize chronic therapy | Cold & Dry = Reassess volume status; a cautious fluid challenge only if truly underfilled, then treat persistent hypoperfusion |
| Congestion (Wet) | Warm & Wet = Most common ADHF profile; IV loop diuresis, with vasodilator only when BP permits | Cold & Wet = Highest-risk profile; decongest while urgently treating hypoperfusion/shock, with selective inotrope/vasopressor or mechanical support |
The bedside warm/cold–dry/wet assessment can be applied as follows [1]:
- Dry and warm: adequately perfused and approximately compensated → adjust oral therapy.
- Dry and cold: first determine whether the patient is genuinely underfilled; only then consider a cautious fluid challenge. Persistent end-organ hypoperfusion requires urgent reassessment for shock and selective vasoactive support rather than reflex fluids.
- Wet and warm: adequately perfused, often with normal or high systolic BP. Treat significant fluid overload promptly with IV loop diuretic; an IV vasodilator may be added for dyspnoea when systemic hypotension is absent. Escalate the diuretic dose or add a second diuretic if response is inadequate.
- Wet and cold: this is not simply a “low BP” category — look for altered mentation, cool peripheries, oliguria, narrow pulse pressure, raised lactate and other evidence of hypoperfusion. Escalate urgently. Inotrope is for cardiogenic shock/end-organ hypoperfusion, a vasopressor may be required to maintain pressure, and temporary mechanical circulatory support is selected by a shock team when drugs cannot maintain end-organ function [14].
The slide's algorithm reflects older teaching (routine bed rest/oxygen/fluid restriction, a nitrate–diuretic–morphine bundle, dopamine for low BP, and automatic progression to IABP). A safer current sequence is:
Key medications in acute HF:
| Drug | Mechanism | Purpose |
|---|---|---|
| IV Frusemide | Loop diuretic | ↓Preload by promoting diuresis/natriuresis |
| IV Nitrate (GTN) | Venodilator (and arterial vasodilator at higher dose) | Adjunct for dyspnoea/congestion when BP is adequate; not routine in hypotension |
| Morphine | Opioid analgesia/anxiolysis but respiratory and haemodynamic adverse effects | Not routine; reserve for selected severe/intractable pain or anxiety |
| Inotrope (e.g. dobutamine) | ↑Contractility and CO | Cardiogenic shock or persistent end-organ hypoperfusion, not uncomplicated congestion |
| Vasopressor (often norepinephrine) | Maintains perfusion pressure | Selected cardiogenic shock with hypotension |
Acute-HF safety update
Do not give oxygen routinely to a non-hypoxaemic patient: ESC guidance recommends it when SpO₂ is < 90% or PaO₂ < 60 mmHg, and recommends early non-invasive ventilation for appropriate respiratory distress. Routine opiates are not recommended. Salt/fluid restriction is individualized rather than an automatic emergency bundle. “Renal-dose dopamine” is not a renal-protective treatment, and IABP is not the default next step after an inotrope fails [14][16].
Improve symptoms (congestion and low-output), restore oxygenation, optimize volume status, identify etiology and precipitating factors, optimize chronic oral therapy, minimize side effects, identify candidates for revascularization or device therapy, identify risk of thromboembolism. [1]
At least daily: weight (after voiding in AM), fluid I/O, vital signs, signs (oedema, ascites, rales, hepatomegaly, JVP, hepatojugular reflux), symptoms (orthopnoea, PND, dyspnoea, fatigue), electrolytes (K⁺, Na⁺), renal function (BUN, creatinine). [1]
Core Concept 11: Management of Chronic Heart Failure
Decreased CO → Activation of SNS, RAAS, and vasopressin → ↑HR, ↑contractility, vasoconstriction, ↑circulating volume → Short-term: maintains BP and CO → Long-term: ↑cardiac workload (↑preload and afterload) → Further LV dysfunction → Vicious cycle. [1]
This is the vicious cycle of heart failure. The maladaptive neurohormonal activation that initially compensates for ↓CO eventually causes further harm:
- SNS activation → tachycardia, ↑afterload, myocardial oxygen demand, arrhythmias
- RAAS activation → vasoconstriction, Na⁺/H₂O retention, fibrosis, hypertrophy, ↑aldosterone
- Vasopressin → water retention, hyponatraemia
The natriuretic peptide system (ANP/BNP) is a counter-regulatory mechanism that promotes vasodilation, natriuresis, and inhibits RAAS/SNS. However, it is insufficient to overcome the maladaptive activation.
The paradigm shift in HF therapy: from drugs that simply improve haemodynamics (digoxin, diuretics) to drugs that block neurohormonal maladaptation (ACEi, beta-blockers, MRA, ARNI), which actually reduce mortality. [1]
The image treats the failing circulation as a tired horse pulling an overloaded wagon. Each intervention solves a different problem:
| Visual metaphor | Clinical meaning |
|---|---|
| Unload the wagon | Diuresis and venodilation reduce congestion/preload |
| Use the whip | An inotrope raises contractility temporarily in shock, but is not a chronic survival strategy |
| Slow the horse | Evidence-based beta-blockade reduces harmful sympathetic drive once stable |
| Heal the horse | Treat the cause: revascularise ischaemia, repair important valve disease, control rhythm/pressure |
| Replace the horse | Transplantation for selected advanced HF |
| Attach a tractor | Durable or temporary mechanical circulatory support |
It is a map of mechanisms, not a treatment sequence. The key modern lesson is to unload congestion while establishing disease-modifying therapy; repeated “whipping” with inotropes can increase arrhythmia and mortality outside a shock, bridge or palliative indication.
The lecture presents the evolution and current standard of care. Offer the four pillars early to patients with HFrEF when indicated and tolerated; dose and sequence depend on blood pressure, renal function, potassium, volume status and comorbidities [14]:
| Pillar | Drug Class | Key Evidence | Mortality Benefit |
|---|---|---|---|
| 1. ARNI (or ACEi/ARB when ARNI is not feasible) | Sacubitril/valsartan; alternatives include enalapril or an ARB | PARADIGM-HF; SOLVD | Reduces HF events and mortality |
| 2. Beta-Blocker | Carvedilol, Bisoprolol, Metoprolol CR/XL | US Carvedilol, CIBIS-II, MERIT-HF, COPERNICUS | RRR 34-65% |
| 3. MRA | Spironolactone, Eplerenone | RALES, EPHESUS | Significant reduction |
| 4. SGLT2 Inhibitor | Dapagliflozin, Empagliflozin | DAPA-HF, EMPEROR-Reduced | RRR 17% (added to standard therapy) |
ARNI (sacubitril/valsartan = Entresto = LCZ696) is preferred over an ACE inhibitor for suitable symptomatic HFrEF based on PARADIGM-HF:
PARADIGM-HF: LCZ696 (Entresto) vs Enalapril in HFrEF (LVEF < 35%). HR 0.80 for CV mortality/HF hospitalization, NNT = 21. Entresto is now recommended in place of ACEi for eligible HFrEF patients. [1]
Detailed Drug Notes
Block conversion of Ang I to Ang II. They relieve symptoms and reduce HF events and death in suitable HFrEF patients, and remain an alternative when ARNI is not feasible. [1][14]
| Trial | Drug | N | Criteria | RRR | NNT |
|---|---|---|---|---|---|
| SOLVD | Enalapril | 2569 | LVEF < 35% | 16% | 22 |
| SAVE | Captopril | 2231 | LVEF < 40% | 19% | 24 |
| AIRE | Ramipril | 2006 | Clinical CHF | 27% | 18 |
| TRACE | Trandolapril | 1749 | LVEF < 35% | 22% | 13 |
Block AT1 receptors. Used when ARNI/ACE inhibitor therapy is not feasible or tolerated; choice after angioedema requires individual risk assessment. [1][14]
ACEi Cough vs ARB
ACEi inhibits bradykinin breakdown → bradykinin accumulates in lungs → dry cough (up to 20% of patients, more common in Chinese). ARBs don't affect bradykinin metabolism → no cough. However, if patient had angioedema with ACEi, use ARB with caution (small cross-reactivity risk).
Cardioprotective via blockade of excessive SNS stimulation. In the short-term, BB decreases myocardial contractility; increase in EF occurs after 1-3 months of use. START LOW, GO SLOW during initial titration. [1]
| Trial | N | Drug | RR (mortality) |
|---|---|---|---|
| US Carvedilol | 1,094 | Carvedilol | 0.35 |
| CIBIS-II | 2,647 | Bisoprolol | 0.66 |
| MERIT-HF | 3,991 | Metoprolol CR | 0.66 |
| COPERNICUS | 2,289 | Carvedilol | 0.65 |
Exam Trap: Beta-Blockers in Acute HF
Do not start or uptitrate a beta-blocker during haemodynamic instability or persistent congestion; initiate once the patient is clinically stable. However, “all acute HF = contraindicated” is too broad. Continue pre-existing guideline-directed therapy during admission unless there is a contraindication such as cardiogenic shock, severe bradycardia or symptomatic hypotension; mild asymptomatic BP or renal changes alone do not automatically require stopping it [14].
Spironolactone and eplerenone reduce HF morbidity and mortality in suitable symptomatic HFrEF. Side effects include hyperkalaemia; spironolactone can cause gynaecomastia. Current US guidance recommends an MRA for NYHA II–IV HFrEF when eGFR is > 30 mL/min/1.73 m² and potassium < 5.0 mmol/L, with close renal-function and potassium monitoring [14].
The combined neprilysin inhibitor (sacubitril) + ARB (valsartan). Sacubitril inhibits degradation of active natriuretic peptides → enhanced vasodilation, natriuresis, anti-fibrotic and anti-hypertrophic effects; valsartan blocks AT1-mediated RAAS effects. Because neprilysin inhibition can raise BNP independently of wall stress, NT-proBNP is generally the clearer marker for serial response after starting ARNI.
Cannot give ARNI with ACEi simultaneously (risk of angioedema). Must have a 36-hour washout period when switching from ACEi to ARNI. [1]
ARNI is also contraindicated in patients with a history of angioedema; check blood pressure, renal function and potassium when initiating or titrating [14].
DAPA-HF: Dapagliflozin in HFrEF (LVEF < 40%), NYHA II-IV. Reduced composite of worsening HF or CV death. EMPEROR-Reduced: Empagliflozin in HFrEF (EF < 40%). Similar results. [1]
SGLT2 inhibitors also have renal protective effects: DAPA-CKD showed reduced composite renal endpoint in CKD patients regardless of diabetes status. [1]
EMPEROR-Preserved enrolled symptomatic HF with LVEF > 40% (therefore spanning what current terminology calls HFmrEF and HFpEF). Empagliflozin reduced the composite of CV death or hospitalization for HF. [1]
- PARADIGM-HF: the sacubitril/valsartan event curve separates from enalapril over follow-up, supporting replacement of ACE inhibition by ARNI in eligible symptomatic HFrEF.
- DAPA-HF and EMPEROR-Reduced: the SGLT2-inhibitor curves separate early for the primary composite. The benefit was present with or without diabetes; do not interpret SGLT2 inhibition as merely glucose lowering.
- DAPA-CKD: benefit across diabetes strata reinforces cardiorenal protection, but CKD evidence is not a substitute for checking eGFR, volume status and drug-specific prescribing requirements.
- EMPEROR-Preserved: the composite curve favoured empagliflozin, driven mainly by fewer HF hospitalisations rather than a clearly demonstrated cardiovascular-mortality reduction. The lecture predates further HFpEF/HFmrEF evidence; current ESC guidance recommends an SGLT2 inhibitor for these EF groups [15].
- VICTORIA: vericiguat modestly reduced the composite of CV death or first HF hospitalisation in recently worsened high-risk HFrEF, but its CV-death curve did not show a clear stand-alone reduction; it is an additional-agent option, not a fifth universal pillar.
Additional Agents
| Agent | Mechanism | Indication |
|---|---|---|
| Ivabradine | Funny channel (If) blocker → ↓SA node firing (phase 4 depolarization) → ↓HR | Selected stable symptomatic HFrEF, LVEF ≤35%, sinus rhythm, resting HR ≥70 bpm despite maximally tolerated evidence-based beta-blocker (or when beta-blocker cannot be used) |
| Vericiguat | Soluble guanylate cyclase stimulator → ↑cGMP signalling | Selected high-risk symptomatic HFrEF with recent worsening despite guideline-directed therapy (VICTORIA) |
| Hydralazine + isosorbide dinitrate | Arteriolar vasodilation (hydralazine) + venodilation (nitrate) | Alternative when first-line RAAS-pathway drugs cannot be used; evidence-based add-on for selected self-identified Black patients with persistent NYHA III–IV HFrEF on optimal therapy [14] |
| Digoxin | ↑Contractility (Na⁺/K⁺ ATPase inhibition), ↓HR in AF | Symptom relief; does NOT reduce mortality |
| Diuretics | ↓Preload, relieve congestion | Symptom relief; ALL patients with fluid overload |
The lecture presents a powerful timeline showing 1-year mortality reduction through successive drug additions:
- Diuretic + Digoxin alone: ~15%
- ACEi (SOLVD 1991): 12.8% → RRR 23%
- Beta-blocker (CIBIS-2 1999): 8.8% → RRR 33%
- ARNI replacing ACEi (PARADIGM-HF 2013): 7.9% → RRR 16%
- SGLT2i (DAPA-HF 2019): ~10% → further RRR 17% [1]
The lecture's discharge timeline makes a practical point that is easily lost in a drug list: once congestion and haemodynamics have stabilised, start or re-establish the four HFrEF medication classes during hospitalisation when possible, rather than delaying each new class until the previous one reaches target. Continue titration as tolerated and arrange early review of symptoms, volume status, blood pressure, renal function, potassium and adherence. Current US guidance allows low-dose simultaneous or sequential initiation without waiting for one drug to reach target before starting the next [14]; the exact schedule must be individualized.
The slide records the historical approach: treat hypertension/CAD and AF, use cautious diuresis for congestion, and consider rate-slowing or RAAS drugs. Current practice is more specific [14][15]:
- Use an SGLT2 inhibitor to reduce HF events in eligible HFpEF/HFmrEF patients.
- Use diuretics for clinical congestion; avoid both residual overload and over-diuresis.
- Treat hypertension, AF, ischaemia and important comorbidities such as obesity, diabetes, CKD and sleep-disordered breathing.
- Consider an MRA, ARB or ARNI in selected patients, especially toward the lower end of the preserved-EF spectrum; these are not blanket mortality-reducing substitutes for HFrEF therapy.
- Do not routinely slow sinus rate with a beta-blocker, verapamil or diltiazem solely because the EF is preserved. Use rate/rhythm drugs when there is a separate indication (for example AF, angina or hypertension), and avoid non-dihydropyridine calcium-channel blockers when LV systolic function is reduced.
Non-pharmacological treatments: [1]
| Intervention | Indication |
|---|---|
| Cardiac Resynchronization Therapy (CRT / biventricular pacing) | Strongest routine indication: symptomatic HF despite guideline-directed therapy, LVEF ≤35%, sinus rhythm, LBBB and QRS ≥150 ms. Benefit/eligibility is more nuanced at QRS 120–149 ms, non-LBBB morphology, AF or anticipated high ventricular pacing burden; QRS < 120 ms is not an indication [14]. |
| Implantable Cardioverter Defibrillator (ICD) | Secondary prevention after appropriate VT/VF scenarios; for primary prevention, selected ischaemic or non-ischaemic cardiomyopathy with persistently low LVEF despite chronic therapy and expected meaningful survival > 1 year. A core US criterion is LVEF ≤35% with NYHA II–III; after MI, NYHA I with LVEF ≤30% is another indication, after the required waiting period [14]. |
| CABG / revascularisation | Selected ischaemic HF after assessment of coronary anatomy, symptoms, operative risk and overall prognosis; demonstrable viability is not a universal stand-alone requirement [14] |
| Cardiac Transplantation / LVAD | Refractory heart failure (Stage D) |
ICD Evidence
MADIT-II: Prophylactic ICD in ischaemic LV dysfunction (LVEF ≤ 30%) significantly improved survival compared to conventional therapy. [1]
CRT vs ICD — Don't Confuse Them
CRT: the device image shows a right-sided pacing lead and a left-ventricular lead coursing through the coronary sinus. Timed biventricular activation re-synchronises a dyssynchronous LV, improving mechanical efficiency; the device does not simply “make the rate faster.”
ICD: the illustrated lead senses the rhythm, confirms VT/VF, and can deliver antitachycardia pacing or a shock. It prevents sudden arrhythmic death but does not directly improve pump function or congestion. Many patients receive CRT-D, combining both functions. Device choice also depends on frailty, comorbidity, competing non-arrhythmic mortality and shared decision-making [14].
The lecture's overall algorithm [1]:
SOBOE → Differential diagnosis (Cardiac / Respiratory / Systemic / Psychological)
→ If cardiac: Heart Failure suspected
→ History + PE + Investigations (ECG, CXR, BNP, Echo)
→ Confirm HF (Framingham/Boston criteria)
→ Stage HF (NYHA + ACCF/AHA)
→ Identify cause(s) of HF
→ Treatment:
→ Drug therapy (Four pillars for HFrEF: ARNI/ACEi/ARB + BB + MRA + SGLT2i)
→ Device therapy (PPM/CRT, ICD)
→ Surgical therapy (revascularization, valve intervention, LVAD, transplant)High Yield Summary
-
Heart failure
- is a clinical syndrome where the heart fails to pump blood at a rate matching metabolic demand, resulting in forward failure (hypoperfusion/shock), backward failure (congestion — pulmonary from left heart, peripheral from right heart), or both.
-
Diagnosis
- is a clinical syndrome supported by CXR (upper lobe diversion at 10-15 mmHg, Kerley B lines at 15-20 mmHg, alveolar oedema at > 25 mmHg), BNP/NT-proBNP (high NPV), and echocardiography (EF, structure, valves and filling-pressure evidence). A normal CXR does not exclude HF.
-
Staging
- NYHA (functional, bidirectional) + ACCF/AHA (structural progression, unidirectional).
- HFrEF (LVEF ≤ 40%), HFmrEF (41–49% plus raised-filling-pressure evidence), HFpEF (≥50% plus raised-filling-pressure evidence), and HFimpEF (previously ≤40%, now > 40%; continue therapy).
-
Acute HF
- Assess haemodynamic profile (Warm/Cold × Wet/Dry) and treat the driver: IV loop diuretic for overload, vasodilator only when BP permits, oxygen for hypoxaemia/NIV for respiratory distress, and inotrope or selected mechanical support for cardiogenic shock. Do not use routine morphine.
-
Chronic HFrEF — Four Pillars
- ARNI (or ACEi/ARB when ARNI is not feasible) + evidence-based beta-blocker + MRA + SGLT2i. Establish all indicated classes early as tolerated. Additional agents such as ivabradine or vericiguat apply to selected patients.
-
HFpEF
- SGLT2i plus diuretics for congestion and active management of BP, AF and comorbidity. Selected patients may receive MRA/ARB/ARNI; routine rate slowing without another indication is not a universal treatment.
-
Devices
- CRT benefit is strongest with LVEF ≤35%, symptomatic HF, sinus rhythm, LBBB and QRS ≥150 ms despite therapy. ICD criteria depend on cause, EF, symptoms, timing, chronic therapy and > 1-year meaningful survival. Transplant/LVAD are options for selected Stage D HF.
Active Recall - Shortness of Breath on Exertion: Heart Failure
[1] Lecture slides: GC 084. Shortness of breath on exertion.pdf (all pages) [2] Senior notes: Ryan Ho Cardiology.pdf (p59-60); Ryan Ho Fundamentals.pdf (p204-205, 222-223); Ryan Ho Respiratory.pdf (p19-20); Block A - Shortness of breath on exertion_ heart failure.pdf (p1) [3] Past papers: 2021 Fourth Summative Assessment MCQ.pdf (Q82, p29) [4] Past papers: 2022 Fourth Summative MCQ.pdf (Q51, p20) [5] Past papers: 2024 Fourth Summative MCQ.pdf (Q1-4, p37) [7] Lecture slides: CFB (MED05) Cardiovascular (I) Physical Examination (History Taking).pdf (p4) [8] Senior notes: Block A - Cardiology Interactive Tutorial.pdf (p1) [9] Senior notes: Block A – Nephrology Data Interpretation.pdf (p11) [10] Senior notes: Maksim Medicine Notes.pdf (p301) [14] American Heart Association/American College of Cardiology/Heart Failure Society of America: 2022 Guideline for the Management of Heart Failure [15] European Society of Cardiology: 2023 Focused Update of the 2021 ESC Guidelines for acute and chronic heart failure [16] European Society of Cardiology: 2021 Guidelines for the diagnosis and treatment of acute and chronic heart failure
GC083 Shortness Of Breath In A Construction Site Worker
Acute or subacute dyspnea in a construction worker, typically prompting evaluation for occupational lung diseases such as asbestosis, silicosis, hypersensitivity pneumonitis, or occupational asthma caused by workplace dust and chemical exposures.
GC085 Skin Rash: Doctor I Have A Rash
A skin rash is a visible change in the color, texture, or appearance of the skin—such as redness, bumps, blisters, or scaling—that may indicate underlying dermatologic, infectious, allergic, or systemic disease requiring systematic clinical evaluation.