Behavioural Disorders (F5)

Sleep Disorders

Sleep disorders are a group of conditions that impair the ability to initiate, maintain, or regulate sleep or wakefulness, resulting in disrupted sleep patterns and daytime functional impairment.

2. Epidemiology

3. Sleep Physiology — Anatomy and Function

To understand sleep disorders, you must first understand normal sleep. This section covers the neuroanatomy, neurochemistry, and architecture of sleep from first principles.

3.1 The Two-Process Model of Sleep Regulation

Sleep is regulated by two interacting processes: [1][3]

3.2 Neuroanatomy of the Sleep–Wake Switch

The "flip-flop" switch model (Saper, 2005): [3]

3.3 Sleep Architecture — Stages and Cycles

Sleep is divided into two fundamentally different states: [1][3]

FeatureNREM SleepREM Sleep
EEGSynchronised, high-amplitude, low-frequency wavesDesynchronised, low-amplitude, high-frequency waves (resembles wakefulness — hence "paradoxical sleep")
Muscle toneMaintained (reduced but present)Atonia (generalised skeletal muscle paralysis except diaphragm and extraocular muscles)
Eye movementsSlow rolling (Stage 1) → absent (Stage 2, 3)Rapid conjugate eye movements
DreamingThought-like mental activity, less vividVivid, bizarre, narrative dreams
Autonomic activity↓HR, ↓BP, ↓RR — stableVariable — ↑HR, ↑BP, penile/clitoral engorgement
ThermoregulationMaintained (can still sweat or shiver)Poikilothermic (thermoregulation suspended)

4. Aetiology (with Focus on Hong Kong Context) and Pathophysiology

4.4 Aetiologies by Sleep Disorder Category

5. Classification

6. Clinical Features — Symptoms and Signs (with Pathophysiological Basis)

6.6 NREM Parasomnias

6.7 REM Parasomnias

7. Evaluation of Sleep Disorders

Systematic approach to evaluating a patient with a sleep complaint: [2]

Differential Diagnosis of Sleep Disorders

Differential Diagnosis of Insomnia

This is the most common presentation, so the differential is extensive. The table below is adapted from DSM-5 and ICSD-3 differential listings [2].

DifferentialSalient Differentiating FeaturesWhy It Matters / First Principles Explanation
Normal sleep variations (short sleepers)Some individuals require little sleep and do not feel difficulty falling/staying asleep or daytime sleepiness. May mimic insomnia if they try to stay in bed for a longer time. Inadequate opportunity of sleep due to e.g., shift work, other disturbances. [2]The key distinction is absence of daytime impairment. A true short sleeper (genetic — e.g., DEC2 gene mutation) sleeps 4–6 hours and functions perfectly. They only present when they (or a partner) believe they "should" sleep more. Spending excessive time in bed trying to force more sleep actually fragments it (paradoxically worsening sleep quality).
Situational (adjustment) insomniaLasts days to weeks and is associated with life events or changes in sleep schedules. Classified under other specified insomnia disorder under DSM-5 if < 3 months but otherwise meets criteria. [2]This is the acute insomnia that everyone experiences — exam stress, bereavement, jet lag. The distinction from chronic insomnia disorder is duration < 3 months and clear temporal relationship to a stressor. Most cases self-resolve. The concern is when perpetuating factors (3P model) develop and it transitions to chronic insomnia.
Delayed sleep-wake phase disorder (DSWPD)Classified under delayed sleep phase type of circadian rhythm sleep-wake disorder. Usually report sleep-onset insomnia when trying to sleep at socially normal times, but do not complain of insomnia when following endogenous circadian rhythm. [2]This is a crucial mimic of insomnia. The patient says "I can't fall asleep until 3 AM" — sounds like initial insomnia. But if you let them sleep 3 AM–11 AM, their sleep quality and quantity are completely normal. The problem is timing, not the sleep itself. The circadian clock is set late (SCN intrinsic period too long, or insufficient morning light exposure / excessive evening light). Distinguish by sleep diary + actigraphy showing a consistent late sleep phase.
Restless leg syndrome (RLS)Often produces difficulties initiating and maintaining sleep. Should have urge to move legs, unpleasant leg sensation when sitting/lying down. Partner may report history of restless sleep or limb movements/muscle twitches during sleep. [2]RLS causes sleep-onset insomnia because the patient cannot keep their legs still when trying to relax in bed → uncomfortable sensory symptoms → forced to move → can't fall asleep. The pathophysiology is dopaminergic — symptoms are worst in the evening when dopamine is lowest. Always check ferritin (iron deficiency exacerbates RLS as iron is a cofactor for tyrosine hydroxylase in dopamine synthesis).
Breathing-related sleep disorders (OSA)Majority have history of loud snoring, breathing pauses during sleep. May report interrupted sleep (frequent arousal due to apnoea) and daytime sleepiness. [2]OSA can present as insomnia (especially "maintenance insomnia" from repeated arousals). The patient may not be aware of the apnoeas — it's the bed partner who describes snoring and witnessed apnoeas. Morning headache (from CO₂ retention and desaturation), dry mouth, and nocturia are clues. OSA also worsens RBD and NREM parasomnias by causing arousals from deep sleep.
NarcolepsyPredominantly presents with excessive daytime sleepiness, but may also have cataplexy (intense emotions precipitate drop attack), sleep paralysis, sleep-related hallucinations. [2]Narcolepsy patients often have fragmented nocturnal sleep (from flip-flop switch instability) and may complain of "insomnia." However, the predominant complaint is EDS, and the characteristic tetrad (EDS, cataplexy, sleep paralysis, hypnagogic hallucinations) distinguishes it. Important: not all features need to be present (type 2 lacks cataplexy).
ParasomniasCharacterised by unusual behaviour/events during sleep. May lead to intermittent wakening and difficulty resuming sleep. [2]Parasomnias cause sleep disruption but the primary complaint is usually the abnormal behaviour (or its consequences — injury, bed partner disturbance) rather than difficulty initiating sleep. The insomnia is secondary to the arousals.

References

[1] Lecture slides: GC 165. I can't fall asleep Sleep physiology and Sleep disorders.pdf [2] Senior notes: ryanho-psych.md (Chapter 9.2 Sleep Disorders) [4] Senior notes: ryanho-psych.md (Chapter 7.1 Approach to Low Mood — sleep disturbance in depression) [5] Lecture slides: GC 167. I feel very nervous Anxiety disorders.pdf (GAD sleep features)

Diagnostic Criteria, Algorithm, and Investigations for Sleep Disorders

1. Diagnostic Criteria by Condition

3. Investigation Modalities — Detailed Guide

3.1 Clinical Assessment Tools (Bedside / Outpatient)

3.2 Objective Sleep Investigations

References

[1] Lecture slides: GC 165. I can't fall asleep Sleep physiology and Sleep disorders.pdf [2] Senior notes: ryanho-psych.md (Chapter 9.2 Sleep Disorders)

Management of Sleep Disorders

1. Management of Insomnia

1.3 Pharmacotherapy for Insomnia

Pharmacological therapy: only Z drugs and Ramelteon recommended in guidelines, also 1st line [2]

Medications are appropriate when:

  • CBT-I is unavailable or the patient declines
  • Acute/short-term insomnia where rapid symptom relief is needed
  • As adjunct to CBT-I in severe cases
  • Always aim for short-term use (2–4 weeks), with planned tapering

2. Management of Excessive Daytime Sleepiness and Narcolepsy

4. Management of Parasomnias

4.2 REM Parasomnias

References

[1] Lecture slides: GC 165. I can't fall asleep Sleep physiology and Sleep disorders.pdf [2] Senior notes: ryanho-psych.md (Chapter 9.2 Sleep Disorders) [6] Senior notes: ryanho-psych.md (Chapter 3.1.4 Non-benzodiazepine Anxiolytics and Hypnotics; Chapter 3.1.4.1 Benzodiazepines)

Complications of Sleep Disorders

1. Systemic Complications of Chronic Sleep Disruption

These complications are shared across insomnia, OSA, narcolepsy, shift work disorder, and any condition causing chronic sleep loss. They represent the downstream effects of sustained physiological stress from inadequate or fragmented sleep.

2. Complications Specific to Individual Sleep Disorders

References

[1] Lecture slides: GC 165. I can't fall asleep Sleep physiology and Sleep disorders.pdf [2] Senior notes: ryanho-psych.md (Chapter 9.2 Sleep Disorders)

High Yield Summary

  1. Sleep regulation: Two-process model — Process S (homeostatic, adenosine-driven) + Process C (circadian, SCN/melatonin-driven). Their interaction determines sleep timing.

  2. Flip-flop switch: VLPO (GABA/galanin, sleep) ↔ ARAS (NA, 5-HT, histamine, ACh, DA, orexin, wake) — mutually inhibitory. Orexin stabilises the wake state. Loss of orexin → narcolepsy type 1.

  3. Sleep architecture: NREM (N1 → N2 → N3) → REM in 90-min cycles. SWS predominates early (NREM parasomnias first half). REM predominates late (REM parasomnias second half).

  4. 3P model of insomnia: Predisposing (trait) + Precipitating (trigger) + Perpetuating (maladaptive behaviours/cognitions). Chronic insomnia is driven primarily by perpetuating factors.

  5. Comorbid insomnia: "Secondary" insomnia concept abandoned → now "comorbid" because causality is bidirectional.

  6. Narcolepsy type 1: Orexin deficiency → REM intrusion phenomena (cataplexy, sleep paralysis, hypnagogic hallucinations) + sleep instability. HLA-DQB1*0602 → autoimmune hypothesis.

  7. RBD: Loss of REM atonia → dream enactment. Strongly associated with synucleinopathies (prodromal PD/DLB). M > F 9:1. Eyes closed (vs NREM open). Dream recall present.

  8. Assessment: Sleep diary (2 weeks), ESS (≥10 = excessive sleepiness), MSLT (mean latency < 5 min = pathological; ≥2 SOREMPs = narcolepsy), PSG only if suspecting OSA/RBD/PLMD — NOT for routine insomnia.

  9. CSWRD workup: Sleep diary + actigraphy + chronotype questionnaire + DLMO protocol.

  10. Clinical pearl — insomnia type by presentation: Initial → anxiety/DSWPD/RLS; Middle → OSA/PLMD/pain; Terminal → depression/ASWPD.

High Yield Summary — Differential Diagnosis of Sleep Disorders

  1. Insomnia DDx: Normal short sleepers (no impairment), situational insomnia ( < 3 months), DSWPD (normal sleep on own schedule), RLS (urge to move legs), OSA (snoring, apnoeas), narcolepsy (EDS dominant), depression (terminal insomnia), anxiety (initial insomnia), substance/medication effects.

  2. EDS DDx: Insufficient sleep (most common), OSA, narcolepsy (refreshing naps, cataplexy), idiopathic hypersomnia (unrefreshing naps, sleep drunkenness), depression (fatigue > sleepiness), medications (antihistamines, BZDs).

  3. Parasomnia DDx: NREM (first half, eyes open, no recall, children) vs REM (second half, eyes closed, dream recall, older males) vs nocturnal epilepsy (stereotyped, any time) vs nocturnal panic (NREM, fully alert, no dream content).

  4. Key distinguishing concepts: Decreased need for sleep (mania) ≠ insomnia; sleepiness ≠ fatigue; DSWPD ≠ insomnia; ASWPD ≠ depression.

  5. Comorbid approach: Insomnia can be diagnosed alongside psychiatric/medical conditions — causality is bidirectional.

High Yield Summary — Diagnosis and Investigation of Sleep Disorders

  1. Insomnia Disorder DSM-5: Sleep complaint (initial/middle/terminal) + distress/impairment + ≥3 nights/week + ≥3 months + adequate sleep opportunity + not explained by other sleep disorder/substance/medical condition. Remember "3-3-3": 30 min, 3x/week, 3 months.

  2. Insomnia is a CLINICAL diagnosis — PSG is NOT indicated for routine insomnia. Only order PSG when suspecting OSA, RBD, PLMD, or treatment-resistant cases.

  3. PSG channels: EEG (sleep stages), EOG (eye movements), EMG (atonia/RSWA/PLMS), ECG, airflow, respiratory effort, SpO2, position, video. Know which channel answers which clinical question.

  4. MSLT: Objective sleepiness test. Mean latency < 5 min = pathological sleepiness. ≥2 SOREMPs = narcolepsy. Must have preceding PSG + adequate prior sleep + withdrawal of REM-suppressants.

  5. DLMO: Gold standard for circadian phase. Sample melatonin under dim light ( < 30 lux) every 30–60 min. Normal rise 90–120 min before habitual bedtime. Delayed rise = DSWPD.

  6. Actigraphy: Wrist-worn accelerometer for rest-activity cycles over weeks. Best for CSWRD and as adjunct to sleep diary. Cannot stage sleep.

  7. Key blood tests: Ferritin < 75 µg/L → iron repletion for RLS. CSF orexin-A ≤110 pg/mL → narcolepsy type 1. HLA-DQB1*0602: supportive not diagnostic (98% type 1, but 12–40% healthy).

  8. OSA diagnosis: AHI ≥5 + symptoms or AHI ≥15 regardless. Mild 5–14, Moderate 15–29, Severe ≥30.

  9. RBD diagnosis: History + video PSG showing RSWA + dream enactment. Always screen for synucleinopathies.

  10. RLS diagnosis: Purely clinical (IRLSSG 5 criteria). Check ferritin. PSG only for PLMD documentation.

High Yield Summary — Management of Sleep Disorders

  1. Insomnia first-line: CBT-I (sleep education, stimulus control, sleep restriction, relaxation, cognitive therapy). 1–8 sessions. Superior long-term outcomes to drugs. Address perpetuating factors of 3P model.

  2. Insomnia pharmacotherapy: Only Z drugs (zolpidem, zopiclone) and Ramelteon recommended. Low-dose doxepin for maintenance insomnia. Short-term use only (2–4 weeks). BZDs are NOT first-line and carry dependence risk.

  3. Z drugs: ω₁-selective GABA-A agonists → less sleep architecture disruption and shorter action than BZDs. Stilnox (shorter half-life, less hangover). Imovane (bitter taste).

  4. Narcolepsy: Modafinil first-line for EDS. SSRI/SNRI for cataplexy (suppress REM via ↑ NA/5-HT in brainstem). Sodium oxybate for both (GABA-B agonist, consolidates sleep). Pitolisant (H₃ inverse agonist) is newer option.

  5. OSA: CPAP first-line for moderate-severe. Weight loss in all. MAD if CPAP-intolerant. Surgery for selected cases.

  6. RBD: Safe environment first. Melatonin (augments REM, first-line drug). Clonazepam (suppresses phasic muscle activity). Screen for synucleinopathies.

  7. RLS: Iron repletion if ferritin < 75. α₂δ ligand (gabapentin/pregabalin) preferred over DA agonists (augmentation risk). Opioids/clonazepam if refractory.

  8. DSWPD: Low-dose melatonin 1h before target bedtime + morning bright light + evening light restriction + gradual schedule advance.

  9. Nightmares: Sleep hygiene + treat comorbid PTSD/depression + Image Rehearsal Therapy + prazosin (α₁ antagonist blocks noradrenergic hyperactivation).

  10. Sleep paralysis: SSRI/SNRI/TCA to suppress REM + reassurance + address precipitants.

High Yield Summary — Complications of Sleep Disorders

  1. Cardiovascular: HTN (especially resistant — OSA is top secondary cause), CAD, HF, AF, stroke. Mechanism: sympathetic overdrive, intermittent hypoxia, endothelial dysfunction, chronic inflammation.

  2. Metabolic: Obesity (↓ leptin, ↑ ghrelin), T2DM (↓ insulin sensitivity), dyslipidaemia, metabolic syndrome ("Syndrome Z" when combined with OSA).

  3. Neuropsychiatric: Cognitive impairment, ↑ amygdala activation (emotional dysregulation), depression (RR ~2.5×), anxiety, hallucinations (severe deprivation), ADHD-mimicking symptoms in children.

  4. Immune: ↓ NK cell activity, ↓ vaccine response, ↑ susceptibility to infection.

  5. OSA-specific: Cor pulmonale, polycythaemia, RTA (2–7×), perioperative risk, nocturia.

  6. RBD-specific: Physical injury (self/partner) and 80–90% conversion to synucleinopathies (PD, DLB, MSA) over 10–15 years.

  7. RLS-specific: Chronic insomnia, depression/anxiety, augmentation from DA agonists.

  8. Iatrogenic: BZD/Z drug dependence and rebound insomnia, DA agonist augmentation and impulse control disorders, CPAP non-adherence, status cataplecticus from abrupt SSRI withdrawal.

  9. Mortality: U-shaped curve — both short ( < 7h) and long ( > 9h) sleep associated with ↑ all-cause mortality. Short sleep + insomnia phenotype carries highest CVS mortality risk.

  10. Vicious cycles: Sleep disorders are self-perpetuating through multiple reinforcing loops (worry cycle in insomnia, weight gain cycle in OSA, medication dependence cycle). Breaking these cycles is the therapeutic goal.

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